Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Cafaro is a financial advisor with Alight Financial Advisors, LLC. Anthony has been in the financial services industry since February 11, 2012. Anthony has a Series 7, Series 63, and Series 66 securities licenses and is registered with FINRA. Anthony is also registered with the states of North Carolina and Texas. Anthony specializes in providing financial planning, portfolio management for individuals, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees and related services
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2
TX
06/01/2022 - Present
Alight Financial Advisors, LLC (TROPHY CLUB TX)
TX
11/15/2018 - 10/27/2020
TD AMERITRADE, INC. (Southlake TX)
TX
05/16/2017 - 06/08/2018
TD AMERITRADE, INC. (Southlake TX)
TX
12/10/2015 - 01/07/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
NY
04/15/2008 - 03/27/2009
GFI SECURITIES LLC (NEW YORK NY)
NY
12/19/2007 - 02/27/2008
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
04/03/2007 - 10/24/2007
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
12/01/2003 - 05/16/2006
GFI SECURITIES LLC (NEW YORK NY)
NY
09/18/2003 - 12/17/2003
INTER-DEALER BROKERS LLC (NEW YORK NY)
NJ
05/13/2003 - 08/26/2003
WIEN SECURITIES CORP. (JERSEY CITY NJ)
TX
05/17/2000 - 12/02/2002
FLEET SECURITIES, INC. (DALLAS TX)
BOTH
Issued 11/24/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/25/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2015
Series 7 - General Securities Representative Examination
BC
Issued 06/02/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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