Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Brigode is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Anthony has been in the industry since 1994 and has experience in both the brokerage and investment advisory fields. Anthony holds Series 3, 7, 63, 65, and 66 licenses and has earned a strong track record of success in serving clients. Anthony's previous employers include Goldman, Sachs & Co., Smith Barney Inc., and Jeffries & Company, Inc. Anthony specializes in financial planning, portfolio management, and providing research reports and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/18/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
CT
09/16/2003 - 02/07/2007
JEFFERIES & COMPANY, INC. (STAMFORD CT)
NY
11/02/1999 - 05/03/2002
GOLDMAN, SACHS & CO. (NEW YORK NY)
CA
07/15/1996 - 04/30/1997
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NA
11/02/1995 - 07/15/1996
FIRST INTERSTATE INVESTMENTS,INC.
NY
11/23/1994 - 10/16/1995
SMITH BARNEY INC. (NEW YORK NY)
MI
08/22/1994 - 11/23/1994
OLDE DISCOUNT CORPORATION (DETROIT MI)
BOTH
Issued 07/24/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/08/1999
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/13/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/12/2020
SIE - Securities Industry Essentials Examination
BC
Issued 11/01/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1999
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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