Unclaimed
Anthony Braun is a financial advisor with over 30 years of experience in the industry. Anthony has been with Robert W. Baird & Co. Inc. since March 1993 and is registered with the Financial Industry Regulatory Authority (FINRA). Anthony offers a wide range of financial services, including portfolio management, financial planning, and investment advisory services. Anthony is dedicated to providing his clients with personalized financial advice that meets their individual needs and goals. Anthony is committed to helping individuals and families achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
04/01/1993 - Present
Robert W. Baird & Co. Inc. (Waukesha WI)
WI
12/24/1991 - 03/22/1993
KEMPER CLEARING CORP. (MILWAUKEE WI)
MO
09/04/1990 - 01/28/1991
KEMPER SECURITIES GROUP, INC. (ST. LOUIS MO)
NA
05/27/1987 - 09/04/1990
BLUNT ELLIS & LOEWI INCORPORATED
BC
Issued 06/05/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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