Unclaimed
Anthony Sorrentino is an investment advisor representative, registered with LPL Financial LLC. Anthony is based in North Haven, CT. Anthony has been in the industry since 1977. Anthony also has a registration as an investment advisor representative in the state of Connecticut. Anthony is associated with LPL Financial LLC and Securities America Advisors, Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
10/09/2020 - Present
LPL Financial LLC (NORTH HAVEN CT)
CT
09/18/2020 - 10/08/2020
SECURITIES AMERICA, INC. (North Haven CT)
CT
10/11/2016 - 09/18/2020
SECURITIES SERVICE NETWORK, LLC (North Haven CT)
CT
06/30/2006 - 11/09/2016
AMERITAS INVESTMENT CORP. (NORTH HAVEN CT)
CT
01/23/2002 - 06/30/2006
CARILLON INVESTMENTS, INC. (NORTH HAVEN CT)
MA
06/26/2000 - 01/29/2002
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/26/2000 - 01/29/2002
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
06/14/1999 - 07/17/2000
SIGNATOR INVESTORS, INC. (BOSTON MA)
VT
09/17/1996 - 04/08/1999
EQUITY SERVICES, INC. (MONTPELIER VT)
MN
04/22/1986 - 09/06/1996
MIMLIC SALES CORPORATION (ST. PAUL MN)
NA
04/11/1980 - 10/15/1985
THE MINNESOTA MUTUAL LIFE INSURANCE COMPANY
NA
01/04/1977 - 03/11/1980
HOME LIFE INSURANCE COMPANY
NA
05/03/1976 - 02/24/1977
PAUL REVERE EQUITY SALES COMPANY (THE)
NA
05/03/1976 - 02/24/1977
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
IA
Issued 06/03/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2008
Series 7 - General Securities Representative Examination
BC
Issued 04/22/1976
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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