Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Sgaglione is a financial advisor who has been in the industry for over 20 years. Anthony is currently registered with RBC Capital Markets, LLC and has previously been affiliated with HSBC Securities (USA) INC., FIRST UNION SECURITIES, INC. and J.P. MORGAN SECURITIES INC.. Anthony holds the Series 7, Series 63, Series 79TO, Series 99TO, and SIE licenses. Anthony has a strong background in investment banking and operations, and is committed to providing his clients with personalized financial advice and guidance. Anthony can provide guidance to high-net-worth individuals, corporations and businesses, insurance companies, charitable organizations, pension and profit-sharing plans, state or municipal government entities, pooled investment vehicles and banking or thrift institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
04/08/2010 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
01/29/2004 - 09/30/2009
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
MO
07/23/2001 - 12/06/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NY
09/16/1998 - 08/21/2000
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 08/19/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1998
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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