Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Rocchio is a financial advisor with Ameriprise Financial Services, LLC. Anthony has been in the financial industry since 2012 and holds Series 63, 66 and 7 licenses. Anthony is registered in New York, New Jersey and Texas. Anthony has previously worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, TD AMERITRADE, INC., MORGAN STANLEY and AXA ADVISORS, LLC. Ameriprise Financial Services, LLC is a large financial services company that offers a variety of financial products and services, including investment management, financial planning, insurance, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/31/2021 - Present
Ameriprise Financial Services, LLC (New York NY)
NJ
03/25/2016 - 06/13/2019
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (HACKENSACK NJ)
NJ
06/22/2015 - 03/23/2016
TD AMERITRADE, INC. (PARAMUS NJ)
NY
01/18/2013 - 02/25/2015
MORGAN STANLEY (NEW YORK NY)
NY
01/13/2012 - 01/08/2013
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 03/11/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/27/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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