Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Pozzi is a financial advisor with Raymond James Financial Services Advisors, Inc. located in ROCKFORD, IL. Anthony has been in the industry since 1995 and is registered with both FINRA and the state of Illinois. Anthony has a strong background in financial planning, portfolio management, and pension consulting. Anthony is committed to providing personalized financial guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IL
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (ROCKFORD IL)
IL
12/09/2002 - 02/02/2007
RAYMOND JAMES FINANCIAL SERVICES, INC. (ROCKFORD IL)
LA
07/25/1997 - 12/12/2002
LM FINANCIAL PARTNERS, INC. (NEW ORLEANS LA)
IL
01/24/1995 - 08/26/1997
LASALLE ST SECURITIES, L.L.C. (ELMHURST IL)
IA
Issued 12/11/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/10/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 03/31/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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