Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Polini is a financial advisor with over 30 years of experience in the industry. Anthony is currently registered with American Capital Partners, LLC and is also registered in New York and Texas. Anthony is a Series 7, 24, 63, 86, and 87 licensed professional. Anthony has held previous positions with RAYMOND JAMES & ASSOCIATES, INC., SOLEIL SECURITIES CORPORATION, BREAN MURRAY, CARRET & CO., LLC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, ADVEST, INC., FTN MIDWEST SECURITIES CORP., FTN FINANCIAL SECURITIES CORP., BANCA IMI SECURITIES CORP., A. G. EDWARDS & SONS, INC., and FAHNESTOCK & CO., INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/12/2015 - Present
American Capital Partners, LLC (HAUPPAUGE NY)
NY
10/01/2007 - 01/12/2015
RAYMOND JAMES & ASSOCIATES, INC. (NEW YORK NY)
NY
09/19/2006 - 10/01/2007
SOLEIL SECURITIES CORPORATION (NEW YORK NY)
NY
03/31/2006 - 09/19/2006
BREAN MURRAY, CARRET & CO., LLC. (NEW YORK NY)
NY
03/08/2006 - 03/30/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
CT
04/29/2005 - 03/08/2006
ADVEST, INC. (HARTFORD CT)
OH
05/13/2003 - 05/02/2005
FTN MIDWEST SECURITIES CORP. (CLEVELAND OH)
TN
05/01/2003 - 06/12/2003
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
TN
12/17/2002 - 04/30/2003
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
CT
05/01/1995 - 12/18/2002
ADVEST, INC. (HARTFORD CT)
NY
02/18/1993 - 04/13/1995
BANCA IMI SECURITIES CORP. (NEW YORK NY)
MO
06/12/1989 - 01/19/1993
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
11/23/1988 - 06/27/1989
FAHNESTOCK & CO., INC. (NEW YORK NY)
BC
Issued 05/03/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/14/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/22/2004
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 09/29/1993
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 11/19/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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