Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Mauro is a financial advisor with Avantax Advisory Services in DES MOINES, IA. Anthony has been in the financial services industry since 1992. Anthony is registered with the state of Iowa. Anthony is a Series 65, Series 63, Series 7, and SIE licensed professional. Anthony has a total of 4 approved registrations with the state. Anthony works with individuals, corporations, and pension and profit-sharing plans. Anthony is a Vice President of WINDSOR SENIOR APARTMENTS, an affordable senior housing apartment property that Anthony built and owns, and THE FAMILY COMPANY LLC, a management company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Solicitor referral services to third-party investment managers; participant enrollment meetings
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees
1
2
IA
11/06/2002 - Present
Avantax Advisory Services (DES MOINES IA)
IA
07/21/1994 - 09/03/2002
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
MN
09/09/1993 - 06/21/1994
BRENTON BROKERAGE SERVICES, INC. (PLYMOUTH MN)
NJ
05/06/1992 - 09/29/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 05/15/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/04/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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