Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Marx is a financial advisor with over 30 years of experience in the financial services industry. Anthony has a strong background in helping individuals and families achieve their financial goals. Anthony is a Registered Representative and Investment Advisor Representative of Ameriprise Financial Services, LLC. Anthony has been registered with Ameriprise Financial Services, LLC since 2009. Previously Anthony was registered with Securities America, Inc., Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, CitiCorp Investment Services, Chevy Chase Securities, Inc., MetLife Securities Inc., Metropolitan Life Insurance Company, JMC Financial Corporation, and Lehman Brothers Inc. Anthony specializes in financial planning, retirement planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
04/13/2009 - Present
Ameriprise Financial Services, LLC (Potomoc Falls VA)
VA
07/06/2009 - 11/23/2010
SECURITIES AMERICA, INC. (VIENNA VA)
VA
04/02/2007 - 04/14/2009
MORGAN STANLEY & CO. INCORPORATED (VIENNA VA)
VA
04/08/2005 - 04/02/2007
MORGAN STANLEY DW INC. (RESTON VA)
NY
05/11/1998 - 04/12/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/20/1996 - 04/24/1998
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
MD
06/27/1994 - 03/07/1996
CHEVY CHASE SECURITIES, INC. (BETHESDA MD)
MA
06/24/1993 - 11/23/1993
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
06/24/1993 - 11/23/1993
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
10/23/1992 - 05/13/1993
JMC FINANCIAL CORPORATION (BOSTON MA)
NY
11/16/1990 - 10/06/1992
LEHMAN BROTHERS INC. (NEW YORK NY)
MA
01/27/1988 - 10/31/1990
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/27/1988 - 10/31/1990
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 09/24/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/24/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 01/21/1991
Series 3 - National Commodity Futures Examination
BC
Issued 12/10/1990
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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