Unclaimed
Anthony John Marks is a financial professional with over two decades of experience in the industry. Anthony currently works at Fidelity Brokerage Services LLC as a registered representative in Westlake, Texas. He is a Series 6, 7, 26, and 63 licensed professional. Anthony has previously worked at Fidelity Investments Institutional Services Company, Inc. in both Westlake, Texas and Smithfield, Rhode Island.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/20/2013 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
01/16/2008 - 02/21/2009
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
TX
01/14/2005 - 01/03/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
RI
04/17/1997 - 12/31/2004
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 09/03/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/17/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/26/2017
Series 7 - General Securities Representative Examination
BC
Issued 08/19/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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