Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Markham is a financial advisor with Northern Trust Securities, Inc., a firm that has been active in the industry since 1997. Anthony Markham has been in the industry since 2006. Northern Trust Securities, Inc. is an investment firm that offers a variety of financial services to individual and institutional clients, including investment management, financial planning, and wealth management services. Anthony Markham's experience is based on years of working at several firms in the industry, including Pruco Securities, LLC. Northern Trust Securities, Inc. is a subsidiary of The Northern Trust Corporation, a global financial services company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
FL
01/28/2022 - Present
Northern Trust Securities, Inc. (ST. PETERSBURG FL)
TX
01/11/2021 - 01/25/2022
PRUCO SECURITIES, LLC. (HOUSTON TX)
TX
09/14/2007 - 11/02/2020
NORTHERN TRUST SECURITIES, INC. (HOUSTON TX)
IL
11/16/2005 - 08/20/2007
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IL
01/06/2006 - 05/01/2006
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 01/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/12/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/22/2017
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/31/2017
Series 4 - Registered Options Principal Examination
BC
Issued 04/02/2017
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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