Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Maddelina is a financial advisor with Wells Fargo Clearing Services, LLC. Anthony is a registered investment advisor and has been working in the financial services industry since 1996. Anthony is a Series 7, 9, 10, 63 and 65 licensed professional and has a strong background in financial planning, portfolio management, and investment consulting. Anthony has previously worked with Morgan Stanley Private Bank, National Association and Morgan Stanley & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/08/2022 - Present
Wells Fargo Clearing Services, LLC (PALM DESERT CA)
CA
06/01/2009 - 08/12/2019
MORGAN STANLEY (PALM DESERT CA)
CA
09/12/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAGUNA WOODS CA)
CA
10/31/2005 - 09/10/2008
AIG FINANCIAL ADVISORS, INC. (SAN DIEGO CA)
AZ
12/03/2002 - 10/31/2005
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
NY
03/08/1999 - 11/22/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
11/20/1996 - 03/11/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 12/12/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/22/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/08/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/15/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2009
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 11/18/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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