Unclaimed
Anthony John Falcone has been working in the financial industry since June 23, 1981. Anthony currently works for Benjamin F. Edwards & Company, Inc. and has been registered with this firm since November 12, 2010. Previously, Anthony was registered with Wells Fargo Advisors, LLC, A. G. Edwards & Sons, Inc., Hibbard Brown & Co., Inc., Sherwood Capital, Inc. and First Jersey Securities, Inc.. Anthony has a Series 63, Series 65, Series 7 and Series 24 license and is registered in 18 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MO
11/12/2010 - Present
Benjamin F. Edwards & Company, Inc. (ST. LOUIS MO)
CT
01/01/2008 - 11/15/2010
WELLS FARGO ADVISORS, LLC (DANBURY CT)
CT
02/16/1989 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DANBURY CT)
NA
05/24/1988 - 02/24/1989
HIBBARD BROWN & CO., INC.
NA
02/02/1987 - 05/28/1988
SHERWOOD CAPITAL, INC.
NA
06/23/1981 - 01/31/1987
FIRST JERSEY SECURITIES, INC.
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/1988
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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