Unclaimed
Anthony Dipietro is a financial advisor who has been in the industry since 2015. Anthony is currently registered with Voya Financial Advisors, Inc. Anthony is a registered representative and investment advisor representative. Anthony has experience with a number of firms, including UBS PaineWebber Inc. and Pershing Trading Company, L.P. Anthony holds Series 7, 63, 66 and SIE licenses and is active in several states, including New Jersey, Pennsylvania, Delaware, California and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NJ
07/24/2017 - Present
Voya Financial Advisors, Inc. (Clementon NJ)
NY
08/09/2016 - 01/27/2017
VOYA FINANCIAL ADVISORS, INC. (WILLIAMSVILLE NY)
NJ
05/22/2002 - 11/19/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
NJ
10/28/1999 - 03/30/2001
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
BOTH
Issued 09/12/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2016
Series 7 - General Securities Representative Examination
BC
Issued 06/08/2000
Series 55 - Limited Representative-Equity Trader Exam
Active
Inactive
F
FINRA
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