Unclaimed
Anthony John Defilippis is a financial professional with over 14 years of experience in the financial services industry. Anthony is currently registered with Empower Financial Services, Inc. and has previously been registered with Prudential Investment Management Services LLC and Diversified Investors Securities Corp. He is licensed to sell securities and variable contracts in Colorado. Anthony specializes in providing investment advice and guidance to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/04/2022 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NJ
08/29/2018 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
07/06/2006 - 10/07/2008
DIVERSIFIED INVESTORS SECURITIES CORP. (PURCHASE NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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