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Anthony John Caridi

Nylife Distributors LLC

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About Anthony John Caridi

Anthony Caridi is a financial professional with over 5 years of experience in the industry. Anthony is registered with Nylife Distributors LLC in New York. Anthony holds Series 6, Series 26, Series 63 and SIE licenses. Anthony is currently active in the Broker-Dealer channel.

Firm Information

Anthony Caridi is currently registered with Nylife Distributors LLC. Nylife Distributors LLC is a Limited Liability Company that was formed in October 2003. The company is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

300

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Caridi’s Registration & Firm History

NY

02/03/2017 - Present

Nylife Distributors LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/26/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/22/2022

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/03/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony John Caridi.
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