Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Aufiero is a financial professional with over 20 years of experience in the financial services industry. Anthony is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has also been previously employed by firms including Lehman Brothers Inc., Raymond James Financial Services, Inc., G. K. Scott & Co., Inc., and The Stuart-James Company, Incorporated. Anthony is licensed to provide investment advisory services in multiple states. Anthony has extensive experience in securities trading and investment advising. Anthony holds multiple securities licenses and professional designations. Anthony is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/10/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
08/07/2001 - 06/15/2004
LEHMAN BROTHERS INC. (NEW YORK NY)
FL
06/03/1999 - 03/31/2000
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
NY
06/28/1989 - 09/05/1989
G. K. SCOTT & CO., INC. (PLAINVIEW NY)
NA
08/05/1988 - 07/14/1989
THE STUART-JAMES COMPANY, INCORPORATED
BOTH
Issued 09/01/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 10/23/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/06/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/18/1993
Series 3 - National Commodity Futures Examination
BC
Issued 08/03/1988
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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