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Anthony John Armstrong

Morgan Stanley & Co. LLC

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About Anthony John Armstrong

Anthony John Armstrong is a financial advisor located in Menlo Park, California. Anthony has over 25 years of experience in the financial services industry. Anthony is currently registered with Morgan Stanley & Co. LLC, a firm with a broad range of investment products and services. Anthony previously worked at several other firms, including Credit Suisse Securities (USA) LLC and Donaldson, Lufkin & Jenrette Securities Corporation.

Firm Information

Anthony Armstrong is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Armstrong’s Registration & Firm History

CA

01/26/2016 - Present

Morgan Stanley & Co. LLC (Menlo Park CA)

CA

12/18/2000 - 12/31/2015

CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)

NJ

06/29/2000 - 12/18/2000

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

MO

10/01/1999 - 06/14/2000

FIRST UNION SECURITIES, INC. (ST. LOUIS MO)

NC

02/01/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

NC

04/30/1998 - 02/01/1999

BOWLES HOLLOWELL CONNER & CO. (CHARLOTTE NC)

NC

09/23/1996 - 04/30/1998

BOWLES HOLLOWELL CONNER & CO. (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 11/01/2011

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/14/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony John Armstrong.
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