Unclaimed
Anthony Mendez is a financial professional with over 8 years of experience in the industry. Anthony is currently registered with Empower Financial Services, Inc., a firm that is active in the Broker-Dealer space. Anthony previously held positions with MML INVESTORS SERVICES, LLC, and MML DISTRIBUTORS, LLC. Anthony holds the Series 6, Series 63, and SIE licenses and is registered in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
01/04/2021 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
AZ
08/09/2016 - 01/04/2021
MML INVESTORS SERVICES, LLC (PHOENIX AZ)
AZ
05/27/2015 - 08/18/2016
MML DISTRIBUTORS, LLC (PHOENIX AZ)
BC
Issued 08/03/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/27/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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