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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Goldstein is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Las Vegas, NV. Anthony has been in the financial services industry since 1992 and has a wide range of experience working with various clients, including individuals, businesses, high net worth individuals, and institutional clients. Anthony specializes in portfolio management for both individuals and businesses. Anthony also provides investment advisory services for retirement planning, and educational seminars, and serves as a consultant to pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
06/19/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LAS VEGAS NV)
NV
06/15/2007 - 08/12/2013
UBS FINANCIAL SERVICES INC. (LAS VEGAS NV)
NV
04/02/2007 - 06/18/2007
MORGAN STANLEY & CO., INCORPORATED (LAS VEGAS NV)
NV
08/21/1992 - 04/02/2007
MORGAN STANLEY DW INC. (LAS VEGAS NV)
IA
Issued 08/05/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/13/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 08/19/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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