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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Jarrett is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. Anthony has been in the industry for over 14 years, starting in November 2007. He is licensed in 53 states, including North Carolina, South Carolina, and Texas, and holds licenses for both Broker-Dealer and Investment Advisor. Anthony earned his Series 7, 6, and 63 licenses in 2011, 2007, and 2007 respectively, and added a Series 66 license in 2019 and the Series 6TO and SIE licenses in 2023. He also has experience working with clients at Vanguard Marketing Corporation, Wells Fargo Advisors, LLC, and Morgan Stanley. Anthony specializes in providing a range of financial services, including portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
03/02/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NC
11/12/2015 - 12/20/2022
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NJ
10/25/2012 - 08/05/2015
WELLS FARGO ADVISORS, LLC (BASKING RIDGE NJ)
NJ
09/15/2011 - 10/18/2012
MORGAN STANLEY (FLORHAM PARK NJ)
NY
11/16/2007 - 01/15/2010
CHASE INVESTMENT SERVICES CORP. (POMONA NY)
BOTH
Issued 09/09/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/22/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2011
Series 7 - General Securities Representative Examination
BC
Issued 11/15/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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