Unclaimed
Anthony James Sacoto is a financial professional with over 16 years of experience in the industry. Anthony has been registered with Baron Capital, Inc. since August 2022. Prior to joining Baron Capital, Inc., Anthony was employed with PIMCO INVESTMENTS LLC, LEGG MASON INVESTOR SERVICES, LLC and DIVERSIFIED INVESTORS SECURITIES CORP. Anthony holds the Series 6, Series 63 and SIE securities licenses. Anthony is currently registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/04/2022 - Present
Baron Capital, Inc. (NEW YORK NY)
NY
09/12/2011 - 08/04/2022
PIMCO INVESTMENTS LLC (NEW YORK NY)
NY
10/14/2008 - 09/07/2011
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
12/05/2006 - 04/28/2008
DIVERSIFIED INVESTORS SECURITIES CORP. (PURCHASE NY)
MA
06/22/2001 - 07/08/2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BC
Issued 04/30/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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