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Anthony James Sacoto

Baron Capital, Inc.

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About Anthony James Sacoto

Anthony James Sacoto is a financial professional with over 16 years of experience in the industry. Anthony has been registered with Baron Capital, Inc. since August 2022. Prior to joining Baron Capital, Inc., Anthony was employed with PIMCO INVESTMENTS LLC, LEGG MASON INVESTOR SERVICES, LLC and DIVERSIFIED INVESTORS SECURITIES CORP. Anthony holds the Series 6, Series 63 and SIE securities licenses. Anthony is currently registered in 53 states.

Firm Information

Anthony Sacoto is currently registered with Baron Capital, Inc.. Baron Capital, Inc. is a Corporation that was formed on March 16, 1982. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have been approved for registration with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

57

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Sacoto’s Registration & Firm History

NY

08/04/2022 - Present

Baron Capital, Inc. (NEW YORK NY)

NY

09/12/2011 - 08/04/2022

PIMCO INVESTMENTS LLC (NEW YORK NY)

NY

10/14/2008 - 09/07/2011

LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)

NY

12/05/2006 - 04/28/2008

DIVERSIFIED INVESTORS SECURITIES CORP. (PURCHASE NY)

MA

06/22/2001 - 07/08/2002

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

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Licenses & Designations

BC

Issued 04/30/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony James Sacoto.
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