Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Rocco is an investment professional with over 38 years of experience in the financial services industry. Anthony is currently registered as an Investment Advisor Representative with Raymond James Financial Services Advisors, Inc., where Anthony has been employed since February 2008. Anthony has held several licenses throughout his career, including Series 7, 6, 26, 51, 63 and 65. Anthony specializes in offering financial planning, portfolio management, and pension consulting to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CT
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (WILTON CT)
CT
07/26/1984 - 02/19/2008
FIRST INVESTORS CORPORATION (STAMFORD CT)
IA
Issued 04/07/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/24/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 07/11/1986
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Anthony Rocco is the right advisor for you? Invested Better is here to help.
