Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Pauling is an active investment advisor representative in both the state of California and federally. Anthony is currently employed at D.a. Davidson & Co. where they have been since November 2013. Anthony also has experience with Crowell Weedon & Co. and Crowell, Weedon & Co. Anthony has passed several exams including Series 66, Series 4, Series 57TO, Series 55 and Series 7. Anthony specializes in providing advisory services such as financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisers, portfolio management for businesses and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MT
11/25/2013 - Present
D.a. Davidson & Co. (GREAT FALLS MT)
CA
11/04/2013 - 11/25/2013
CROWELL WEEDON & CO. (LOS ANGELES CA)
CA
12/11/2012 - 11/04/2013
CROWELL, WEEDON & CO. (LOS ANGELES CA)
BOTH
Issued 04/17/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/23/2015
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/04/2013
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/10/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
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