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Anthony James Merola

Velocity Clearing, LLC

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About Anthony James Merola

Anthony Merola is a securities professional with over 23 years of experience in the financial industry. Anthony has a strong background in trading and operations. Anthony is currently registered with Velocity Clearing, LLC and is licensed in New Jersey and New York. Anthony previously worked with Velocity Capital, LLC, Mizuho Securities USA LLC, ING Financial Markets LLC, Paloma Securities L.L.C. and Societe Generale Securities Corporation. Anthony holds Series 7, 24, 57, 63, SIE, and 99TO licenses.

Firm Information

Anthony Merola is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Merola’s Registration & Firm History

NY

06/03/2021 - Present

Velocity Clearing, LLC (New York NY)

NY

06/03/2021 - 05/17/2024

VELOCITY CAPITAL, LLC (NEW YORK NY)

NY

01/10/2006 - 05/14/2021

MIZUHO SECURITIES USA LLC (NEW YORK NY)

NY

09/30/2002 - 06/02/2005

ING FINANCIAL MARKETS LLC (NEW YORK NY)

CT

07/03/2000 - 10/02/2002

PALOMA SECURITIES L.L.C. (GREENWICH CT)

NA

10/24/1991 - 03/30/1993

SOCIETE GENERALE SECURITIES CORPORATION

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Licenses & Designations

BC

Issued 07/07/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/10/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/05/2016

Series 57 - Securities Trader Exam

BC

Issued 06/29/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Anthony James Merola.
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