Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Mazzo is an investment advisor representative with RBC Capital Markets, LLC in BOCA RATON, Florida. Anthony has been in the financial industry since 1993. Anthony's previous roles have included positions at UBS Financial Services, Oppenheimer & Co., Inc., Wachovia Securities, LLC, and Raymond James & Associates, Inc. Anthony is registered with the state of Florida and Texas to provide investment advisory services and holds a Series 63, Series 65, and Series 7 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
01/18/2022 - Present
RBC Capital Markets, LLC (BOCA RATON FL)
FL
02/17/2021 - 01/24/2022
TRUIST INVESTMENT SERVICES, INC. (Palm Beach FL)
VA
04/22/2016 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
FL
07/22/2011 - 05/03/2016
UBS FINANCIAL SERVICES INC. (BOCA RATON FL)
FL
02/06/2007 - 07/26/2011
OPPENHEIMER & CO. INC. (BOCA RATON FL)
FL
09/13/2002 - 02/05/2007
WACHOVIA SECURITIES, LLC (DELRAY BEACH FL)
FL
06/27/2000 - 09/11/2002
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
NY
12/04/1998 - 07/14/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/22/1995 - 01/04/1999
GRUNTAL & CO., L.L.C. (NEW YORK NY)
NY
08/18/1993 - 12/07/1995
GKN SECURITIES CORP. (NEW YORK NY)
IA
Issued 02/22/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/17/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1993
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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