Unclaimed
Anthony James Lee is a registered representative with Investment Distributors, Inc. Anthony has been in the industry since December 18, 2018. Anthony holds Series 63, SIE, and Series 6TO licenses. Anthony is currently registered in Kentucky and Ohio. Anthony previously worked for Concourse Financial Group Securities, Inc. from December 19, 2018 to January 3, 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
01/03/2022 - Present
Investment Distributors, Inc. (Covington KY)
KY
12/19/2018 - 01/03/2022
CONCOURSE FINANCIAL GROUP SECURITIES, INC. (COVINGTON KY)
BC
Issued 01/16/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2018
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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