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Anthony James Lee

Investment Distributors, Inc.

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About Anthony James Lee

Anthony James Lee is a registered representative with Investment Distributors, Inc. Anthony has been in the industry since December 18, 2018. Anthony holds Series 63, SIE, and Series 6TO licenses. Anthony is currently registered in Kentucky and Ohio. Anthony previously worked for Concourse Financial Group Securities, Inc. from December 19, 2018 to January 3, 2022.

Firm Information

Anthony Lee is currently registered with Investment Distributors, Inc.. Investment Distributors, Inc. is a corporation that was formed on August 30, 1993. It is registered with the SEC and in all 50 states, as well as the District of Columbia. The firm has reported one regulatory event.

Not reported

Assets Under Management

Not reported

Total Clients

166

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Lee’s Registration & Firm History

KY

01/03/2022 - Present

Investment Distributors, Inc. (Covington KY)

KY

12/19/2018 - 01/03/2022

CONCOURSE FINANCIAL GROUP SECURITIES, INC. (COVINGTON KY)

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Licenses & Designations

BC

Issued 01/16/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/19/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/03/2018

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony James Lee.
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