Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony James Gardner is a financial advisor at Wells Fargo Clearing Services, LLC. Anthony has been in the industry since April 2000 and holds licenses in multiple states. Anthony has experience in various financial services, including investment consulting, financial planning, and portfolio management. He works with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Anthony is committed to providing his clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
01/01/2008 - Present
Wells Fargo Clearing Services, LLC (SALT LAKE CITY UT)
UT
10/08/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (DRAPER UT)
NY
04/14/2000 - 10/11/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 05/12/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/07/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2010
Series 3 - National Commodity Futures Examination
BC
Issued 04/29/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 04/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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