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Anthony Jamal Slappy

J.p. Morgan Institutional Investments Inc.

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About Anthony Jamal Slappy

Anthony Jamal Slappy is a financial advisor who has been in the industry since September 3, 2020. Anthony currently works for J.p. Morgan Institutional Investments Inc. Anthony holds Series 63, 7, SIE, and 6 licenses. Anthony is registered to provide securities-related services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Anthony was previously registered with JPMORGAN DISTRIBUTION SERVICES, INC.

Firm Information

Anthony Slappy is currently registered with J.p. Morgan Institutional Investments Inc.. J.P. Morgan Institutional Investments Inc. is a corporation formed on May 26, 1999. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

526

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Slappy’s Registration & Firm History

OH

12/14/2023 - Present

J.p. Morgan Institutional Investments Inc. (COLUMBUS OH)

OH

08/27/2020 - 12/05/2023

JPMORGAN DISTRIBUTION SERVICES, INC. (COLUMBUS OH)

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Licenses & Designations

BC

Issued 07/16/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2021

Series 7TO - General Securities Representative Examination

BC

Issued 08/27/2020

SIE - Securities Industry Essentials Examination

BC

Issued 08/04/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Jamal Slappy.
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