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Anthony J Weatherspoon

Pruco Securities, LLC

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About Anthony J Weatherspoon

Anthony Weatherspoon is an active Registered Representative (RR) and Investment Advisor Representative (IAR) in Michigan, with a total of 3 approved state registrations. Anthony Weatherspoon is currently associated with Pruco Securities, LLC and has been with the firm since March 2024. Anthony Weatherspoon holds a Series 7, 63, and 66 securities license and has passed the SIE exam. Prior to Pruco Securities, LLC, Anthony Weatherspoon was registered with Thrivent Investment Management Inc. and NYLIFE Securities LLC. Anthony Weatherspoon has experience in the financial services industry, having been in the industry for over 2 years.

Firm Information

Anthony Weatherspoon is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Anthony Weatherspoon’s Registration & Firm History

MI

03/21/2024 - Present

Pruco Securities, LLC (TROY MI)

MI

11/16/2023 - 03/22/2024

THRIVENT INVESTMENT MANAGEMENT INC. (Detroit MI)

MI

06/23/2023 - 11/14/2023

NYLIFE SECURITIES LLC (GRAND RAPIDS MI)

MI

10/21/2022 - 05/28/2023

J.P. MORGAN SECURITIES LLC (YPSILANTI MI)

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Licenses & Designations

BOTH

Issued 12/07/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/04/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 10/21/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/07/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony J Weatherspoon.
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