Unclaimed
Anthony Tumea is an investment advisor representative with Cetera Investment Advisers LLC. Anthony has been in the securities industry since February 19, 1996. Anthony is registered in California, Illinois, and Indiana. Anthony has passed the Series 6, 7, 22, 63, and 65 exams and the SIE exam. Anthony specializes in providing financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, and portfolio management for individuals. Anthony is also a certified public accountant.
DOWNERS GROVE, IL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
08/19/2010 - Present
Cetera Investment Advisers LLC (DOWNERS GROVE IL)
GA
02/06/1998 - 10/01/1998
PFS INVESTMENTS INC. (DULUTH GA)
NA
10/12/1983 - 09/27/1985
ELWYN, WILLBERT & HAIG INC.
IA
Issued 8/18/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/5/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 2/5/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/10/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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