Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony J. Speranza is a financial advisor registered with Citigroup Global Markets Inc. He is registered with FINRA and the State of New York, and his registration status is Active. Anthony has been working in the financial industry since 2018. He has passed the Series 66, Series 63, Series 7, and SIE exams. Anthony has experience working for NYLIFE Securities LLC, National Securities Corporation, and AEGIS CAPITAL CORP.. Prior to entering the financial services industry, Anthony held roles with Adelphi University- Willumstad School of Business, Forte Capital Group/National Securities Corp, New York Life Insurance Co, United Mortgage Company, and Citi Bank. Anthony is also a registered Investment Advisor Representative with the State of New York. Anthony J. Speranza is associated with the Garden City Park, Plainedge, and Port Jefferson branches of Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
03/14/2022 - Present
Citigroup Global Markets Inc. (GARDEN CITY PARK NY)
NY
01/23/2020 - 10/23/2020
NYLIFE SECURITIES LLC (LAKE SUCCESS NY)
NY
08/28/2019 - 12/17/2019
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
02/11/2016 - 03/06/2018
AEGIS CAPITAL CORP. (NEW YORK NY)
BOTH
Issued 03/12/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/28/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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