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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony J Ruzzo is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Anthony has been a registered representative for over 20 years, serving clients in Rhode Island, Texas, and other states. Anthony's expertise includes investment management and financial planning services. Anthony has a series 66, Series 7, Series 9, and Series 10 licenses and is also a registered Investment Advisor representative in Rhode Island and Texas. In addition to working with individuals and families, Anthony also provides advisory services to corporations, pension and profit-sharing plans, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
RI
09/27/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PROVIDENCE RI)
BOTH
Issued 11/3/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 1/8/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/9/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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