Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony J Rizzi is a financial advisor based in Menlo Park, CA. Anthony has been working in the financial services industry since January 5, 2012. Anthony is currently registered with Morgan Stanley & Co. LLC. Before joining Morgan Stanley, Anthony was with GCA Advisors, LLC. Anthony is licensed in California and New York. Anthony holds Series 63, 7, 79, 86, 87, and SIE licenses. Anthony's areas of expertise include investment banking, research analysis, and general securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
06/17/2021 - Present
Morgan Stanley & Co. LLC (Menlo Park CA)
CA
07/15/2013 - 04/21/2021
GCA ADVISORS, LLC (SAN FRANCISCO CA)
CA
09/26/2012 - 07/10/2013
LAZARD FRERES & CO. LLC (SAN FRANCISCO CA)
MA
03/10/2011 - 12/15/2011
JEFFERIES & COMPANY, INC. (BOSTON MA)
NY
05/30/2003 - 07/11/2003
LABRANCHE & CO. LLC (NEW YORK NY)
BC
Issued 03/08/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/08/2011
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 07/07/2011
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 03/09/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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