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Anthony J Pacheco

Axos Clearing LLC

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About Anthony J Pacheco

Anthony Pacheco is a financial professional with over 10 years of experience in the financial services industry. He is currently registered with Axos Clearing LLC in Centennial, Colorado. Anthony is licensed to provide a range of financial services, including securities and investment advice. He has a strong track record of success in helping clients achieve their financial goals.

Firm Information

Anthony Pacheco is currently registered with Axos Clearing LLC. Axos Clearing LLC is a Limited Liability Company formed in 2004 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration and is regulated by the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

133

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Pacheco’s Registration & Firm History

CO

08/16/2023 - Present

Axos Clearing LLC (CENTENNIAL CO)

CO

12/13/2018 - 05/18/2021

FIDELITY BROKERAGE SERVICES LLC (GREENWOOD VILLAGE CO)

CO

09/18/2009 - 03/08/2018

SCOTTRADE, INC. (WESTMINSTER CO)

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Licenses & Designations

BOTH

Issued 10/23/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/24/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/17/2020

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 08/14/2023

Series 7TO - General Securities Representative Examination

BC

Issued 03/08/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/16/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Anthony J Pacheco.
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