Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Liotti is an investment advisor representative with UBS Asset Management (americas) LLC. Anthony has been in the industry since 1994 and holds a Series 7, Series 24, Series 52TO, Series 53, and Series 66 license. Anthony's current employment with UBS Asset Management (americas) LLC started in 2020, Anthony was previously employed with UBS Financial Services Inc. Anthony is registered to provide investment advice in all 50 states. Anthony also serves as a member of the Board of Directors for Mount Saint Mary College.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
NY
08/11/2020 - Present
UBS Asset Management (americas) LLC (NEW YORK NY)
NJ
11/06/2007 - 08/10/2020
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/28/2006 - 08/16/2007
GOLDMAN, SACHS & CO. (NEW YORK NY)
NY
05/19/2004 - 09/29/2006
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
09/22/1997 - 09/14/2006
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
06/19/1996 - 05/01/1997
REINOSO & COMPANY, INCORPORATED (NEW YORK NY)
MA
02/04/1995 - 05/07/1996
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NY
04/07/1993 - 01/24/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 12/19/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/16/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/25/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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