Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Hahn is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Anthony Hahn has been in the industry since 2006. Anthony Hahn is registered with the following securities authorities: Connecticut, New York, Texas. Anthony Hahn has a total of 7 approved securities registrations and 37 approved investment advisor registrations. Anthony Hahn has passed the Series 63, Series 66, Series 7 and SIE examinations. Anthony Hahn is affiliated with one firm: Merrill Lynch, Pierce, Fenner & Smith Inc.. Anthony Hahn has been employed with Merrill Lynch, Pierce, Fenner & Smith Inc. since December 2011. Anthony Hahn has also worked for Credit Suisse First Boston LLC. Anthony Hahn has also worked for the Staten Island Advance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
11/24/2014 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
05/13/1996 - 01/31/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
BOTH
Issued 11/18/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/28/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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