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Anthony J. Falco

Alden Investment Group

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About Anthony J. Falco

Anthony Falco is a registered representative with Alden Investment Group. Anthony has been in the securities industry since May 11, 2006 and is licensed in Delaware, Florida, Kentucky, Maine, Mississippi, Missouri, New Jersey, Ohio, Pennsylvania, and Virginia. Anthony also holds the Series 6, Series 7, Series 63, Series 66, and SIE licenses. Anthony's previous employers include MCG Securities LLC, NFP Securities, Inc., FSC Securities Corporation, Financial Network Investment Corporation, and New England Securities.

Firm Information

Anthony Falco is currently registered with Alden Investment Group. Alden Investment Group, headquartered in WAYNE, PA, is an investment advisory firm with approximately $290.95 million in regulatory assets under management. The firm provides financial planning and portfolio management services to individuals, high-net-worth individuals, and pension and profit-sharing plans. Alden Investment Group also offers other advisory services, including retirement plans. The firm has 5 licensed agents, 30 registered representatives, and 26 investment advisory functions.
Alden Investment Group

37 WEST AVENUE

WAYNE, PA 19087-3226

$290.95M

Assets Under Management

Not reported

Total Clients

30

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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retirement plans

Retirement plans

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Falco’s Registration & Firm History

PA

05/03/2024 - Present

Alden Investment Group (Kennett Square PA)

PA

10/15/2014 - 05/06/2021

MCG SECURITIES LLC (WAYNE PA)

PA

09/30/2013 - 10/16/2014

NFP SECURITIES, INC. (WEST CHESTER PA)

PA

11/02/2009 - 10/02/2013

FSC SECURITIES CORPORATION (WESTCHESTER PA)

PA

05/30/2008 - 11/02/2009

FINANCIAL NETWORK INVESTMENT CORPORATION (CONSHOHOCKEN PA)

PA

05/12/2006 - 06/11/2008

NEW ENGLAND SECURITIES (NEWTOWN SQUARE PA)

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Licenses & Designations

BOTH

Issued 01/22/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/16/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/05/2007

Series 7 - General Securities Representative Examination

BC

Issued 05/11/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Anthony J. Falco. Review regulatory record here.
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