Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony J. Essma is a financial advisor with over 30 years of experience in the industry. Anthony is currently registered with Morgan Stanley and has held previous positions at UBS Financial Services Inc., Scottrade, Inc., Charles Schwab & Co., Inc., B C Financial Corporation and First Investors Corporation. Anthony has a wide range of experience in the financial services industry and is well-versed in various financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
CA
11/29/2021 - Present
Morgan Stanley (San Mateo CA)
CA
10/22/2014 - 11/11/2021
UBS FINANCIAL SERVICES INC. (MENLO PARK CA)
CA
02/13/2006 - 08/28/2014
SCOTTRADE, INC. (CAMPBELL CA)
TX
12/19/1989 - 01/18/2006
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NA
07/18/1989 - 10/03/1989
B C FINANCIAL CORPORATION
NJ
05/15/1989 - 06/14/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 04/23/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/18/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/10/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2017
Series 3 - National Commodity Futures Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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