Unclaimed
Anthony Bruno is a financial advisor with Northwestern Mutual Investment Services, LLC. Anthony is based in King of Prussia, PA and has been working in the financial services industry since January 28, 2014. Anthony holds both Series 63 and Series 65 licenses and has been registered with the state of Pennsylvania since November 20, 2017. Anthony also holds Series 7 and SIE licenses. Anthony is committed to providing clients with comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
11/20/2017 - Present
Northwestern Mutual Investment Services, LLC (KNG OF PRUSSIA PA)
BC
Issued 11/17/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/04/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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