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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Bertocchini is a financial advisor with over 23 years of experience in the industry. He has been registered with LPL Financial LLC since December 2023 and has been a registered representative in the state of California since December 2023. Anthony has a strong background in the securities industry, having worked at Commonwealth Financial Network, Royal Alliance Associates, Inc., UBS Paine Webber Inc., and Robertson Stephens, Inc. Anthony holds the Series 7, 63, and 66 licenses, as well as the SIE exam. Anthony specializes in working with individuals, families, businesses, and retirement plans. Anthony's commitment to his clients is evident in his long-term relationships with them. He is dedicated to providing personalized financial advice and helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
12/07/2023 - Present
LPL Financial LLC (LAGUNA NIGUEL CA)
CA
02/09/2009 - 12/07/2023
COMMONWEALTH FINANCIAL NETWORK (ANAHEIM HILLS CA)
CA
01/31/2003 - 02/11/2009
ROYAL ALLIANCE ASSOCIATES, INC. (ANAHEIM HILLS CA)
NJ
05/04/2001 - 10/10/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CA
07/21/2000 - 05/25/2001
ROBERTSON STEPHENS, INC. (SAN FRANCISCO CA)
BOTH
Issued 01/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/20/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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