Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Balto is a financial advisor with over 14 years of experience in the industry. Anthony is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Delray Beach, FL. Anthony has previously held positions at several other firms, including Deutsche Bank Securities Inc. and UBS Financial Services Inc. Anthony has a wide range of experience in the financial services industry and holds several licenses and certifications, including Series 7, 63, and SIE. Anthony specializes in providing investment advice and portfolio management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
02/13/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (DELRAY BEACH FL)
FL
08/27/2010 - 05/13/2014
DEUTSCHE BANK SECURITIES INC. (PALM BEACH FL)
FL
02/29/2008 - 07/01/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALM BEACH FL)
FL
10/02/2007 - 02/15/2008
UBS FINANCIAL SERVICES INC. (PALM BEACH GARDENS FL)
NY
10/11/2004 - 03/12/2007
G&L PARTNERS, INC. (SEA CLIFF NY)
MA
08/09/2004 - 09/09/2004
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
08/09/2004 - 09/09/2004
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
FL
01/22/2004 - 04/27/2004
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
BC
Issued 03/19/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 12/05/2022
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2005
Series 25 - NYSE Trading Assistant Examination
BC
Issued 01/21/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Anthony Balto is the right advisor for you? Invested Better is here to help.
