Unclaimed
Anthony Ianno is a financial professional with over 25 years of experience in the industry. Anthony is currently registered with RBC Capital Markets, LLC in New York. Anthony has previously held roles with MORGAN STANLEY & CO. LLC, HSBC SECURITIES (USA) INC. and J.P. MORGAN SECURITIES INC.. Anthony has a strong track record of success in providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and institutions. Anthony holds several industry licenses and designations, including Series 7, Series 24, Series 63, and Series 79TO. Anthony is committed to providing clients with personalized investment solutions that meet their unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
01/02/2019 - Present
RBC Capital Markets, LLC (NEW YORK NY)
NY
08/14/2006 - 12/26/2018
MORGAN STANLEY & CO. LLC (NEW YORK NY)
NY
04/02/2005 - 08/01/2006
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NY
05/30/1996 - 02/16/2005
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 12/20/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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