Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Anthony? Claim Your ProfileAnthony Saracco is a financial professional with over 10 years of experience in the financial services industry. Anthony is currently registered with Commerz Markets LLC. Prior to this, Anthony worked at FREDERICKS MICHAEL SECURITIES, INC., BNP PARIBAS SECURITIES CORP. and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Anthony holds a Series 7, 24, 63, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/16/2019 - Present
Commerz Markets LLC (NEW YORK NY)
NY
04/19/2017 - 04/08/2019
FREDERICKS MICHAEL SECURITIES, INC. (NEW YORK NY)
NY
06/12/2008 - 12/05/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
04/04/2007 - 06/16/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/18/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2018
Series 7 - General Securities Representative Examination
BC
Issued 04/19/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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