Unclaimed
Anthony Arnold is a financial advisor with Fifth Third Securities, Inc. Anthony has been a registered representative in the securities industry since February 1999. Anthony holds the Series 63 and Series 66 licenses, in addition to the Series 7 and the Securities Industry Essentials Examination (SIE). Anthony is also an Investment Advisor Representative (IAR) registered in Ohio. Anthony's firm, Fifth Third Securities, Inc., is a broker-dealer and investment advisor headquartered in Cincinnati, Ohio. The firm provides a variety of financial services, including portfolio management, financial planning, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
02/28/2006 - Present
Fifth Third Securities, Inc. (CINCINNATI OH)
RI
02/01/1999 - 05/23/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
BOTH
Issued 06/25/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/04/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/29/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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