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Anthony Hongjae Kim

Scotia Capital (usa) Inc.

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About Anthony Hongjae Kim

Anthony Hongjae Kim is a financial professional with over 14 years of experience in the industry. Anthony has held positions at several firms including Nomura Securities International, Inc., Houlihan Lokey Capital, Inc., Jefferies LLC, and Macquarie Capital (USA) Inc. Anthony is currently registered with Scotia Capital (usa) Inc., a firm with a national reach. Anthony is dedicated to providing his clients with the highest level of service and expertise.

Firm Information

Anthony Kim is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Anthony Kim’s Registration & Firm History

NY

10/24/2022 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

10/17/2017 - 12/05/2018

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

04/20/2016 - 10/27/2017

HOULIHAN LOKEY CAPITAL, INC. (NEW YORK NY)

NY

06/04/2012 - 03/15/2016

JEFFERIES LLC (NEW YORK NY)

NY

05/09/2011 - 04/11/2012

MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)

NY

01/14/2008 - 04/05/2011

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

02/21/2007 - 01/14/2008

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NY

09/28/2004 - 02/06/2007

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/26/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Hongjae Kim.
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