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Anthony Henry Thomas

Piper Sandler & Co.

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About Anthony Henry Thomas

Anthony Henry Thomas is a financial professional with over 10 years of experience in the industry. Anthony is currently registered with Piper Sandler & Co. in Houston, TX. Previously, Anthony was registered with Tudor, Pickering, Holt & Co. Advisors, LLC and Tudor, Pickering, Holt & Co. Securities, Inc. Anthony holds the Series 63, SIE, and Series 79 licenses. Anthony has a strong background in investment banking and has worked with a variety of clients, including state and municipal government entities.

Firm Information

Anthony Thomas is currently registered with Piper Sandler & Co.. Piper Sandler & Co. is a corporation headquartered in Minneapolis, Minnesota, that was formed on July 28, 1969. The firm provides analytical reports and public finance consulting program services, and manages portfolios for businesses. The firm has a total of 1,359 registered representatives and 24 investment adviser representatives, and manages approximately $1 billion to $10 billion in assets.
Piper Sandler & Co.

800 NICOLLET MALL

MINNEAPOLIS, MN 55402-7020

$1.58B

Assets Under Management

21

Total Clients

809

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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analytical reports/public finance consulting program

Analytical reports/public finance consulting program

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Anthony Thomas’s Registration & Firm History

TX

07/06/2022 - Present

Piper Sandler & Co. (HOUSTON TX)

TX

03/07/2012 - 03/23/2015

TUDOR, PICKERING, HOLT & CO. ADVISORS, LLC (HOUSTON TX)

TX

11/30/2011 - 03/23/2015

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC. (HOUSTON TX)

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Licenses & Designations

BC

Issued 09/09/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/05/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 05/26/2022

SIE - Securities Industry Essentials Examination

BC

Issued 11/29/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Anthony Henry Thomas.
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