Unclaimed
Anthony Hau is a registered representative with Truist Securities, Inc. Anthony is licensed to provide securities advice in 52 states and has been in the industry since 2015. Anthony holds the Series 63, Series 7, Series 86, Series 87 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
01/15/2015 - Present
Truist Securities, Inc. (NASHVILLE TN)
BC
Issued 03/25/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/12/2015
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 04/18/2015
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/15/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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