Unclaimed
Anthony Hala is a financial advisor with over 8 years of experience in the industry. Anthony is currently registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Investment Services LLC, and Cetera Advisor Networks LLC. Anthony has held previous positions with First Allied Securities, Inc. and Voya Financial Advisors, Inc. Anthony holds FINRA Series 63, 24, 7, and SIE licenses. Anthony is registered in California and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/22/2022 - Present
Cetera Advisors LLC (EL SEGUNDO CA)
CA
02/22/2022 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (EL SEGUNDO CA)
CT
02/08/2017 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (WINDSOR CT)
UT
10/30/2015 - 11/25/2015
FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)
BC
Issued 11/06/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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